docs: fill RQ2-P3 half of combined companion paper from sealed record
Post-seal, un-blinded fill of the RQ2-P3 mechanism track in the combined
companion paper (D3), matching the lead paper's post-seal discipline. RQ3
remains fully HELD-BLIND (battery still running; progress read by sidecar
count only).
- §3: FREEZE-PENDING -> FROZEN 2026-07-21 (prereg SHA 8db4e8a7...)
- §5 Results (RQ2-P3): H1 rho=+0.6244 CI[+0.5941,+0.6545]; H2 slope=+0.7052
CI[+0.6195,+0.7903] (n=270, run-level cluster bootstrap); H3 RESOLVED=MIX;
Holm own {H1,H2} both reject. Effect+CI, never bare p.
- §6 Discussion: shared-pool concentration RAISES anonymity (mix), refuting
the naive funnel; honest qualification/correction of the lead RQ2-P1
"shrink" as a unique-bridge (fresh-bridge-per-circuit) artifact, per
note-unique-bridge-artifact.md + frozen mechanism prereg. Mandatory
disclosure: §7 dry-pass previewed direction (rho 0->+0.838); hypotheses
were pre-committed two-sided.
RQ3 Results/Discussion and the authoritative Holm-7 stay HELD-BLIND until
rq3-battery-results.json lands. Lead RQ2-P1 + frozen lead prereg untouched.
Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
This commit is contained in:
@@ -9,10 +9,13 @@
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> written as **self-contained sections** that can be lifted into either structure.
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>
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> **Blinding & gating status (binding).**
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> - **RQ2-P3 mechanism study** — the prereg (`docs/rq2p3-mechanism-prereg.md`, own slug
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> `sor-consent-rq2p3`) is **NOT YET FROZEN** (§10 empty). Its methods section below is marked
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> **FREEZE-PENDING**; **no confirmatory cell** runs until the operator records the SHA-256 in
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> §10 and signs off.
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> - **RQ2-P3 mechanism study — FROZEN + SEALED; its Results/Discussion are now UN-BLINDED below.**
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> The prereg (`docs/rq2p3-mechanism-prereg.md`, own slug `sor-consent-rq2p3`) was **frozen
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> 2026-07-21** (§10 signed; full-file SHA-256 `8db4e8a7ac60f8b2861f2387249db68a3fd44822f6b3d9c7c6990ff65f261a3b`
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> in the sidecar `docs/rq2p3-mechanism-prereg.sha256`). The confirmatory battery then ran
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> **offline + deterministic** and its record is **sealed** (`output/sor-rq2p3-confirmatory/…`,
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> results SHA-256 `5fdcb379d8a2…`). §5/§6 for RQ2-P3 are filled **from that sealed record only**,
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> the same post-seal discipline the lead paper used.
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> - **RQ3 companion** — hypotheses, gates, and analysis are **already frozen** in the lead prereg
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> (`sor-consent-prereg.md`, SHA-256
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> `f22331a72e0d0ccf38b787e63acabbe9d666456ec76076787a6d545c3193425b`, §3/§4/§6); the two open
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@@ -99,13 +102,15 @@ references:
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---
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## 3. Methods A — RQ2-P3′ funnelling-mechanism study **[FREEZE-PENDING (prereg §10 not yet signed)]**
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## 3. Methods A — RQ2-P3′ funnelling-mechanism study **[FROZEN 2026-07-21 — prereg §10 signed]**
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> **This section describes a study whose prereg (`docs/rq2p3-mechanism-prereg.md`) is NOT frozen.**
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> Design and parameters are operator-approved and locked; the **human freeze checkpoint** (SHA-256
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> in §10 + sign-off) is outstanding. No confirmatory cell is run until then. Everything below is
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> the pre-registered *plan*; the calibration numbers cited are the pre-registered §7 gate output,
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> explicitly **not** confirmatory results.
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> **This section describes a study whose prereg (`docs/rq2p3-mechanism-prereg.md`) is FROZEN.**
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> Design and parameters were operator-approved and locked; the **human freeze checkpoint** (§10
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> signed 2026-07-21, full-file SHA-256 `8db4e8a7ac60f8b2861f2387249db68a3fd44822f6b3d9c7c6990ff65f261a3b`
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> in the sidecar `docs/rq2p3-mechanism-prereg.sha256`) is complete. The confirmatory battery then
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> ran **offline + deterministic** and its record is **sealed** (results SHA-256 `5fdcb379d8a2…`).
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> Everything below is the pre-registered *plan* exactly as frozen; the §5/§6 numbers are read
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> **from that sealed record only**.
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**Design (manipulated-IV dose-response).** A new assembler topology, `bridge-federated-pool`,
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replaces the fresh-per-seed bridge with a **finite willing-bridge pool** of size `B` under a fixed
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@@ -236,10 +241,21 @@ confirmatory battery and have both passed on a **dry, synthetic, offline** pass:
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## 5. Results *(HELD-BLIND — no confirmatory number written)*
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- **RQ2-P3′ (H1 / H2 / H3).** *HELD — pending prereg freeze (§10) and the confirmatory run.* No
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Spearman ρ, OLS slope, CI, or Holm decision is computed or inspected until after freeze. *(The
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only figures on record are the §4/§3-A pre-registered **calibration** preview — ρ 0→+0.838, B=1
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high-H — explicitly labelled calibration, not a result.)*
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- **RQ2-P3′ (H1 / H2 / H3) — RESOLVED: MIX.** From the sealed confirmatory record (9 cells × R=30 ×
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C=50, offline + deterministic, S0 = 20260719):
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- **H1 (within-cell association).** Pooled Spearman **ρ = +0.6244**, BCa 95% CI **[+0.5941, +0.6545]**
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(run-level cluster bootstrap, 10,000 resamples). CI excludes 0 on the **positive** side → **mix**.
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- **H2 (dose-response).** OLS slope of per-run mean-H on per-run mean concentration
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**β = +0.7052**, BCa 95% CI **[+0.6195, +0.7903]** over n = 270 run-level points. CI positive →
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**mix**.
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- **H3 (joint).** H1 and H2 **agree in sign (both +)** and **both exclude 0** → mechanism
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**RESOLVED = MIX**.
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- **Holm (own family {H1-pooled, H2-slope}, size 2).** Both tests **reject** at α = 0.05 after
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Holm correction. *(p carried only for Holm ordering; the effect + CI above are the reported
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quantities — never a bare p.)*
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- Across the sweep, as pool size B rises concentration falls **and** entropy H falls together
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(e.g. B=2/α=0: conc ≈ 1.00, H ≈ 2.54; B=8/α=0: conc ≈ 0.51, H ≈ 2.19) — concentration and H move
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**together, positively**: higher concentration ⇒ higher anonymity (mix), not lower (funnel).
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- **RQ3-P1-perf / RQ3-P1-latency / RQ3-P2 / RQ3-P3.** *HELD — pending operator-GO on the live
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isolated grid.* Throughput-retention margin, added-latency (live-only), and rebuild-classifier
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AUC over confirmatory cells are **not** computed; the only figures on record are the two green
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@@ -248,10 +264,26 @@ confirmatory battery and have both passed on a **dry, synthetic, offline** pass:
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## 6. Discussion *(HELD-BLIND — placeholders)*
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- **Does a shared bridge funnel or mix?** *HELD.* If H1/H2 confirm **mix** (ρ, slope > 0), the
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companion qualifies the lead "shrink" as partly a unique-bridge artifact; if **funnel** (< 0), the
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lead reading is mechanistically corroborated; if inconclusive, the mechanism stays open. The sign
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is the finding; the lead RQ2-P1 result is reported as-is and not re-litigated.
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- **Does a shared bridge funnel or mix? — It mixes.** Both pre-registered two-sided tests resolve
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**positive** (H1 ρ = +0.6244 CI [+0.5941, +0.6545]; H2 β = +0.7052 CI [+0.6195, +0.7903]; H3
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RESOLVED = mix; Holm both reject). Plainly: **concentrating circuits through a finite shared
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willing-bridge pool RAISES the per-circuit anonymity set** — circuits that share a bridge share an
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exit signature, so the observation-consistent set grows and entropy rises. This **refutes the naive
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funnel intuition** (that concentration would shrink the set) and, per the mechanism developed in
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`docs/note-unique-bridge-artifact.md`, **qualifies the lead RQ2-P1 "shrink" as a unique-bridge
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(fresh-bridge-per-circuit) instrument artifact**: the lead topology assigned a *fresh* bridge per
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circuit seed, making every exit signature unique, every anonymity set size 1, and H≈0 by injective
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construction rather than by funnelling. Under a finite shared pool the injectivity is removed and
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the true sign of the concentration→anonymity relationship is revealed to be a **mix**. This is an
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honest **qualification/correction** of the lead reading via the frozen mechanism prereg (SHA-256
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`8db4e8a7ac60f8b2861f2387249db68a3fd44822f6b3d9c7c6990ff65f261a3b`), **not** an overwrite: the lead
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RQ2-P1 result and its frozen prereg stand as published and are not re-litigated.
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- **Mandatory disclosure (pre-registration honesty).** The §7 calibration dry-pass — synthetic,
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offline, no confirmatory record read — **already previewed this direction** (Spearman ρ running
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0 → +0.838 across the sweep, B=1 boundary at high entropy). The confirmatory battery therefore
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**quantifies a dose-response that was already visible at calibration**; the pre-committed
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hypotheses were nonetheless **two-sided** and that pre-commitment is unchanged. We surface the
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calibration preview openly so no reader mistakes the confirmatory sign for a post-hoc choice.
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- **Does the agent selector help without leaking?** *HELD.* RQ3-P3 confirms only if the agent both
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clears the +10 pp retention / ≤100 ms latency bar **and** leaves a non-classifiable rebuild
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pattern (AUC CI upper ≤ 0.60); either failure is an honest H0 (perf cancelled by teardown
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