docs(sor): follow-up plan — RQ2-P3 mechanism prereg + RQ3 run-brief + unique-bridge artifact note
RQ2-P3 mechanism study (NEW prereg, approved-path/params-locked, not yet frozen):
pool-based willing-bridge instrument, concentration swept as a manipulated IV
(B∈{2,4,8}×α∈{0,1,2}), two-sided/direction-agnostic, run-level cluster bootstrap.
RQ3 companion run-brief (execution-freeze for the already-frozen RQ3): agent=qwen2.5:3b
local Ollama, churn kill_prob=30/steps=20, baselines + Holm-7 completion pinned.
note-unique-bridge-artifact.md: on-record analysis that the lead RQ2-P1 shrink is plausibly
a fresh-bridge-per-circuit artifact (unique exit-signature -> singleton set -> H~0), and that
realistic bridge reuse (a mix) may raise anonymity -> the mechanism study may qualify the lead
RQ2 headline. No edit to the frozen prereg or committed lead paper.
Co-Authored-By: Claude Opus 4.6 <noreply@anthropic.com>
This commit is contained in:
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# Note — the RQ2-P1 "shrink" is plausibly a unique-bridge instrument artifact
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**Status:** on-record analysis note, 2026-07-21. Does **not** edit the frozen prereg or the
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committed lead paper; it documents a mechanism concern for the record and motivates the
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`rq2p3-mechanism-prereg.md` follow-up. Author: overseer, post-lead-paper review.
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## The finding
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The lead paper (RQ2-P1) reports federation **shrinks** the per-circuit anonymity set
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(ΔH = −0.96 bits pooled; −3.63 bits bridge-federated-only, exploratory). Tracing the ratified
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posterior mechanically shows this shrink is **largely forced by the instrument**, not by a
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substantive funnelling phenomenon:
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1. The adversary's observation is `exit_signature = (exit_house, bridge_label)`
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(`confirm_load_rq2.py:exit_signature`).
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2. The anonymity set for circuit *i* is the distinct **entry** nodes among circuits sharing
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*i*'s signature (`observation_consistent_sizes`): `m_i = |{entry(j) : sig(j) == sig(i)}|`.
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3. The bridge-federated instrument assigns a **fresh bridge per circuit seed**
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(`assembler.py:_bridge_label(seed)`), so **every circuit's `bridge_label` is unique** ⇒
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every `exit_signature` is unique ⇒ each group has size 1 ⇒ **`m_i = 1` ⇒ `H_i ≈ 0`.**
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So bridge-federated collapses to near-zero entropy **because each circuit was handed its own
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bridge**, making its signature a unique identifier. That is the *same* degeneracy that made
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RQ2-P3 untestable (zero-variance concentration) — here it manifests as an artificially low H
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that drives ΔH negative.
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## Why this likely inverts under realistic bridge reuse
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Introduce a finite shared bridge **pool**: many circuits share a bridge ⇒ shared signature ⇒
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`m_i` = distinct entries across all of them ⇒ **larger set ⇒ higher H**. Under this posterior
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a shared bridge behaves as a **mix**: more concentration plausibly *raises* anonymity — the
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opposite of the naive "funnelling shrinks the set" story. The mechanism study
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(`rq2p3-mechanism-prereg.md`) tests this **two-sided**; the mechanical prediction is mix
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(ρ > 0), the naive prediction is funnel (ρ < 0).
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## Consistency check against observed numbers
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- Directory-federated cell (no bridge hop → `bridge_label = None`, shared signature):
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observed `rq2_anonymity_entropy_bits = 5.6439 = log₂(50)` — **maximal** entropy, all 50
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senders in the set. Confirms shared signatures give large sets.
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- Bridge-federated (unique bridge per circuit): H ≈ 0, consistent with the exploratory
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ΔH = −3.63. The pooled −0.96 is the average of a high-H directory arm and a ≈0-H bridge arm.
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## Integrity status
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- The lead paper is **not wrong or dishonest**: §7 already flags RQ2 as conditional on the
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posterior construction and RQ2-P3 as an unresolved mechanism. This note **sharpens** that
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caveat from "conditional" to "the specific shrink magnitude is mechanically forced by the
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fresh-bridge instrument."
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- **No silent edit** to the committed paper or frozen prereg. If the mechanism study confirms
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mix (ρ > 0), the honest outcome is a companion result that **qualifies/corrects** the lead
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RQ2-P1 headline — reported openly, per the null-results-are-results rail.
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- This strengthens the body of work: it is exactly the kind of artifact a pre-registered,
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frozen-detector method is supposed to expose rather than bury.
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# Pre-registration (DRAFT) — RQ2-P3 funnelling-mechanism study
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> **STATUS: APPROVED-PATH, PARAMS LOCKED — NOT YET FROZEN.** Design + parameters
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> operator-approved 2026-07-21 (grid B∈{2,4,8}×α∈{0,1,2}; run-level cluster bootstrap;
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> two-sided/direction-agnostic). Remaining step before any confirmatory cell: **human freeze
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> checkpoint** — record the SHA-256 of the final text in §10 and the operator freeze sign-off.
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> Build + synthetic tests + the §7 calibration gate MAY proceed now; the confirmatory battery
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> MUST wait for the freeze.
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> This is a **new study with its own slug** (`sor-consent-rq2p3`). It **does not modify**
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> the frozen lead prereg (`sor-consent-prereg.md`, SHA
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> `f22331a72e0d0ccf38b787e63acabbe9d666456ec76076787a6d545c3193425b`), whose RQ2-P3
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> result stands as reported ("inconclusive — not testable as-instrumented").
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## 0. Why this study exists
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The lead paper found federation **shrinks** the per-circuit anonymity set (RQ2-P1,
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ΔH = −0.96 bits, Holm-significant) but could **not** test the *mechanism* (RQ2-P3): the
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bridge-federated instrument assigns a **fresh willing bridge per circuit seed**
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(`assembler.py:131`, `_bridge_label(seed)`), so every circuit routes through a distinct
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bridge, top-3 concentration is constant (`c_i = 1/C`), the covariate has **zero variance**,
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and Spearman ρ is undefined (`stats.spearman` returns 0.0 by construction). The lead paper
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reported this honestly as an as-instrumented degeneracy, not a null of a well-posed test.
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**The mechanical insight this study exists to test (see `note-unique-bridge-artifact.md`).**
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The adversary's observation is `exit_signature = (exit_house, bridge_label)`, and the
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per-circuit anonymity set `m_i` = the distinct entry nodes among circuits sharing that
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signature (`confirm_load_rq2.py`). A **fresh bridge per circuit ⇒ every signature is unique
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⇒ group size 1 ⇒ m_i = 1 ⇒ H ≈ 0.** That — not funnelling — is why bridge-federated produced
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H ≈ 0 and drove the lead ΔH negative. Introduce a **finite shared pool** and many circuits
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share a bridge ⇒ shared signature ⇒ larger set ⇒ **higher H**. Under this posterior a bridge
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is a **mix**: more concentration plausibly *raises* anonymity, the opposite of the naive
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funnel story. So this study is, honestly, **a test of whether the lead paper's "shrink" is a
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unique-bridge artifact** — and it may *qualify or correct* the lead RQ2-P1 headline.
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This study re-instruments the willing-bridge layer with a **finite pool + skewed
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willingness** so concentration genuinely varies, and — the key upgrade — treats
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concentration as a **manipulated independent variable** (a dose-response design) rather than
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a passive covariate. The direction is left **two-sided**: the naive prediction is funnel
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(ρ < 0); the mechanical prediction under the ratified posterior is mix (ρ > 0). We pre-commit
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to reporting whichever the data shows, including a correction to the lead result if warranted.
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The analysis code (`bridge_concentration`, `rq2_p3_funnel`) is already correct; only the
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*instrument* and this *prereg* are new.
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## 1. Blinding & integrity posture (read first)
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- **This study is NOT blind to the RQ2-P1 shrink direction** (the lead paper is published).
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Mitigations that keep it honest: (a) the funnelling hypothesis was **pre-stated as a live
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mechanism** in the lead paper's introduction, not invented post-hoc; (b) the confirmatory
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targets below are **two-sided**; (c) concentration is a *manipulated* IV, so the test is a
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designed dose-response, not a re-slice of the lead data.
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- **The lead RQ2-P1 result is NOT re-litigated here.** Any ΔH this pool instrument produces
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is labeled **EXPLORATORY / replication**, never a re-run of the frozen RQ2-P1.
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- **No detector retuning.** The entropy estimator, posterior construction, and Spearman path
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are inherited **unchanged** from the frozen lead pipeline; only bridge assignment changes.
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## 2. Research question & hypotheses
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**RQ2-P3′.** Within the consent-gated bridge-federated topology, does willing-bridge
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**concentration** causally reduce the per-circuit anonymity set (funnelling)?
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- **H1 (within-cell association, two-sided).** Spearman ρ between per-circuit top-3 willing-
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bridge concentration `c_i` and per-circuit entropy `H_i`. **Funnel** iff BCa 95% CI < 0;
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**mix** iff CI > 0; **inconclusive** iff CI spans 0. Direction is *not* presumed.
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- **H2 (dose-response, two-sided).** OLS slope β of H on realized top-3 concentration, over
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**per-run mean points** (9 cells × 30 runs = 270 clustered points), cell-level BCa CI.
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**Funnel** iff slope CI < 0; **mix** iff slope CI > 0.
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- **H3 (joint, direction-agnostic).** Mechanism **RESOLVED** iff H1 and H2 agree in sign and
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both exclude 0; the *sign* is the finding (funnel vs mix). **Unresolved** if either spans 0.
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## 3. Instrument change (the only new code)
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Replace the per-seed fresh bridge with a **willing-bridge pool** of size `B` and a fixed
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skewed willingness weight vector, under a **new topology factor** so lead-paper cells stay
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bit-reproducible:
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```
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# new assembler branch: topology == "bridge-federated-pool"
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weights = zipf_weights(B, alpha) # fixed from the CELL seed; stable per run
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idx = weighted_draw(sha256(f"sor-bridge-pool|{circuit_seed}"), weights)
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bridge = f"bridge#{idx:02d}" # B distinct labels, REUSED across circuits
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```
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- Weights derive from the **cell** seed (not the circuit seed) so the willingness profile is
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fixed within a run and circuits genuinely share bridges → concentration varies.
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- Everything else (hop structure, houses, exit-signature grouping, posterior, Miller–Madow H,
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BCa) is **identical to the frozen lead pipeline**.
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- Touchpoints: `assembler.py` (new branch + pool helper), `battery.enumerate_cells()` (sweep).
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`confirm_load_rq2.py`, `confirm.py`, `stats.py` are **unchanged**.
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## 4. Design matrix (concentration as IV)
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Bridge-federated-pool, selector `static`, matched-N, bridge willingness the only manipulation:
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- **Pool size** `B ∈ {2, 4, 8}` — 3 levels.
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- **Willingness skew** `alpha ∈ {0 (uniform), 1.0 (moderate Zipf), 2.0 (heavy Zipf)}` — 3 levels.
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- Full 3×3 = 9 concentration cells (each realizes a distinct mean top-3 concentration).
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Run order randomized within cell; deterministic from an ordering seed distinct from data seeds.
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## 5. Dependent variables
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- **Per-circuit H_i** — Miller–Madow entropy of the uniform posterior over the observation-
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consistent anonymity set (inherited **verbatim** from the frozen lead pipeline).
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- **Per-circuit top-3 concentration c_i** — `confirm_load_rq2.bridge_concentration` (unchanged).
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## 6. Sampling, seeds, stopping rule
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- **R = 30** seeded runs/cell, **C = 50** circuits/run (matched to the lead study).
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- Base seed **S0 = 20260719**; per-cell seed = `SHA256(S0 ‖ cell_id ‖ run_index)` (matched).
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- **Fixed stopping rule:** all 9 cells × R run to completion. No optional stopping, no interim
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looks. An uninformative cell is reported **inconclusive**, never extended.
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## 7. Instrument-validation gate (boolean; blocks the confirmatory run)
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All must pass **before** any confirmatory cell:
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1. **Reproduce the lead degeneracy.** `B = 50, alpha = 0` → `c_i ≈ 1/50` constant, ρ undefined
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— a regression check that this instrument reproduces the published RQ2-P3 result.
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2. **Extremes.** `B = 1` → all circuits share one bridge → `c = 1.0`, minimal set, low H.
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3. **Monotonicity.** Realized mean top-3 concentration is **monotone decreasing in B** and
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**increasing in alpha**, across the sweep, on a dry (non-confirmatory) calibration pass.
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4. **Entropy calibration unchanged.** H = log₂N on equiprobable synthetic senders (inherited).
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If any gate item fails → STOP, do not report; surface as NEEDS-OPERATOR.
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## 8. Analysis plan
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- Effect size + BCa 95% CI for every test; p never reported alone; 10,000 resamples; α = 0.05.
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- **H1:** `confirm.rq2_p3_funnel(c, H)` per cell + pooled, but resampled with a **run-level
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cluster bootstrap** (resample whole runs, not individual circuits). Rationale: circuits
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sharing a bridge have identical `c_i` and correlated `H_i`, so per-circuit resampling
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pseudo-replicates and falsely narrows the CI (the same defect noted for lead RQ1-P1). The
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run is the independent unit.
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- **H2:** OLS slope of per-run mean-H on per-run mean top-3 concentration (270 clustered
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points); BCa CI resampling **over runs within cells** (cluster bootstrap).
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- **Multiplicity:** Holm–Bonferroni over **this study's own family** {H1-pooled, H2-slope}
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(the lead study's family-of-7 is closed and not reopened).
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- **Confirmatory vs exploratory:** the 9-cell sweep is confirmatory; any per-cell ρ contrast or
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ΔH replication is labeled EXPLORATORY.
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- **Data exclusion (pre-data):** quarantine only on integrity failure (SHA/pcap mismatch,
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non-reproducing seed). No performance-based exclusions.
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## 9. Rails (immutable, inherited)
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Prereg frozen after approval — never edited (deviations only in a stage-05-style log; no
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HARKing; nulls are results). Containment: isolated docker only, self-generated fixture traffic,
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lab-only. Budget $0. Worktree only on `feat/sor-consent-relay`. Raw data immutable + SHA-256.
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## 10. Freeze block (to complete at approval)
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```
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FROZEN: <date>
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PREREG SHA-256: <hash of final text>
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APPROVED BY: <operator>
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POOL/ SKEW LEVELS LOCKED: B∈{2,4,8}, alpha∈{0,1.0,2.0}
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```
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@@ -0,0 +1,122 @@
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# Execution-freeze / run-brief (DRAFT) — RQ3 companion battery
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> **STATUS: PARAMS LOCKED 2026-07-21 — execution plan, NOT a new prereg.** RQ3's hypotheses,
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> gates, and analysis are **already frozen** in `sor-consent-prereg.md` (SHA
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> `f22331a72e0d0ccf38b787e63acabbe9d666456ec76076787a6d545c3193425b`, §3/§4/§6). Writing a
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> "new RQ3 prereg" would be redundant and risk HARKing. This brief (a) **pins the two open
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> `[APPROVAL]` execution parameters** (agent model, churn schedule — both locked below,
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> blind to RQ3 outcomes) and (b) lists the build + gate steps. **GO gate before the
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> confirmatory battery: the rebuild-classifier calibration gate + the churn-bites gate must
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> pass green (§3-4).** Build + synthetic tests MAY proceed now.
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## 1. The frozen gates (verbatim — do not restate as new)
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Family stays the frozen size-7 {RQ1-P1, RQ1-P2, RQ2-P1, RQ2-P3, **RQ3-P1-perf,
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RQ3-P1-latency, RQ3-P2**}. The three RQ3 tests were always in the family.
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| Test | Frozen gate |
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|---|---|
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| RQ3-P1-perf | throughput-retention(agent) − max(static,random): CI lower bound ≥ **10 pp** |
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| RQ3-P1-latency | added-latency(agent): CI upper bound ≤ **100 ms** |
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| RQ3-P2 | rebuild-classifier AUC: CI upper bound ≤ **0.60** |
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| RQ3-P3 | logical AND: CONFIRM iff P1 ∧ P2 (not a new test) |
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R = 30 runs/cell, C = 50 circuits/run, fixed stopping rule (no optional stopping / interim
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looks; uninformative cell → inconclusive). All inherited unchanged.
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## 2. Open `[APPROVAL]` params to PIN before GO (the actual gate)
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The frozen prereg left two items tagged `[APPROVAL] pinned at freeze` — **the `[APPROVAL]`
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tag is still literally present in the frozen text, i.e. neither was concretely substituted.**
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These must be pinned now, blind to RQ3 data:
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**(A) Agent selector model ID + weights digest** (§3 L71-73) — **LOCKED 2026-07-21.**
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- Pin: **`qwen2.5:3b`** via local Ollama (`agent_selector.OllamaAgentPolicy`, temp 0,
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per-run seed, state-hash cache; heuristic fallback on query failure). Record the exact
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**model tag + SHA-256 weights digest** in every manifest (digest captured at run time).
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- Rails satisfied: **local / open-weight, $0**, no paid-frontier call. The Claude/frontier
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arm (`ClaudeExploratoryPolicy`) stays **inert / EXPLORATORY / budget-gated** — not wired.
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- **Reproducibility caveat (accepted; must be stated in the paper).** Ollama at temp 0 is
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**not bit-identical across machines** (quantization / GPU logit drift). The agent arm is
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reproducible via the **committed decision-log + state-hash cache replay**, *not* via
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independent model re-execution on other hardware — same honesty class as the RQ1 timing
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caveat. Commit the decision log + cache as the reproducibility anchor.
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**(B) Churn schedule set** (§3 L74, §4) — **LOCKED 2026-07-21.** `churn.churn_schedule(seed,
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nodes, steps, kill_prob_pct)` is implemented and deterministic.
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- Pin: a **seeded set** of schedules — one schedule per run, seed drawn from the same
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`SHA256(S0‖cell‖run)` family so every run's churn is reproducible and provenance-anchored.
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**`kill_prob_pct = 30`, `steps = 20`.**
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- **Churn must actually bite (gate, §4).** With these values, confirm on a dry pass that
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circuits genuinely lose hops and rebuild (non-zero `drops`/`rebuilds` per run). If drop
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rate is trivially zero, the throughput-retention and rebuild-classifier tests are
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degenerate — STOP and surface rather than report a zero-variance null.
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## 3. Build gaps (hand to the driver in tmux; not built inline)
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Verified against the current worktree — what exists vs. what's missing:
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**Ready (no work):** `selector.py` static/random/agent all implemented + tested;
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`agent_selector.OllamaAgentPolicy` reproducible; `churn.py` deterministic schedules wired
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into `run_selection()`; `analysis/metrics.py` has `throughput_retention()` +
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`rebuild_classifier_auc()`.
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**Missing (build):**
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1. **`battery.enumerate_cells()`** (`battery.py:73`) enumerates RQ1+RQ2 only (6 cells). Add
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RQ3 cells: `selector ∈ {static, random, agent} × churn-schedule(s)` at the
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1house/bridge-off control; interleave the control arm like RQ1/RQ2.
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2. **`executor.run_battery()`** — wire RQ3 collection: drive `run_selection()` over the
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pinned schedule; collect throughput-retention, **added-latency**, and rebuild-event gaps
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→ classifier AUC. **Baselines LOCKED:** added-latency = median e2e latency(agent) −
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median latency(**min-latency baseline arm**, i.e. the faster of static/random); perf
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margin uses **max(static, random)** per the frozen gate.
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3. **Rebuild-classifier calibration gate** — calibrate the classifier on labeled
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churned-vs-low-churn control signals **before** the confirmatory RQ3 battery (same
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discipline as the RQ1 correlator gate). **Low-churn baseline LOCKED: `kill_prob_pct = 5`.**
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Gate passes iff churned-vs-baseline is separable (AUC≈1) and baseline-vs-baseline is not
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(AUC≈0.5). Boolean; blocks the run.
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## 4. Instrument-validation gate (boolean; blocks RQ3 confirmatory)
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Reuse the frozen 6-item gate spirit, plus RQ3-specific:
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- Rebuild classifier calibrated on control signals (AUC≈1 churned-vs-baseline separable,
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AUC≈0.5 baseline-vs-baseline) — **not fit to confirmatory cells**.
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- Agent selector **reproducibility check**: same seed + state-hash → byte-identical circuit
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choice (cache replay), model+digest echoed to manifest.
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- Isolation (`assert engine != local`), provenance integrity (sealed `events.jsonl`).
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## 5. Analysis
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- Reuse `stage06_run` on the sealed RQ3 data; compute the three RQ3 tests with effect + BCa CI.
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- **Complete the Holm step-down over the full family of 7** now that all seven p-values exist.
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(The lead paper's 7/6/5/4 was a deliberately conservative *partial* embedding; the companion
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computes the exact Holm-7 — both remain valid, the partial never under-corrects.) **The
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companion's Holm-7 is the authoritative final correction over the whole family**, including
|
||||
the lead RQ1/RQ2 tests; RQ1-P1 and RQ2-P1 survive regardless (raw p ≈ 0), but state
|
||||
explicitly that the companion supersedes the lead's partial embedding.
|
||||
- Confirmatory vs exploratory labeled; nulls reported honestly (a selector that does **not**
|
||||
beat baselines, or a rebuild pattern that **is** a fingerprint, is the finding).
|
||||
|
||||
## 6. QUIC / ssh3 transport arm — stays EXPLORATORY
|
||||
|
||||
Frozen as **EXPLORATORY, orthogonal to all three RQs, and not built** (design decision D3;
|
||||
§3 L75-78). Recommendation: **defer.** Promoting it doubles every cell + requires a new
|
||||
transport substrate for a weak lit-gap. If ever built, carry only as a labeled EXPLORATORY
|
||||
latency-sensitivity note — never in the Holm family.
|
||||
|
||||
## 7. Rails (immutable, inherited)
|
||||
|
||||
Frozen prereg never edited; execution pins recorded here + in manifests; no HARKing; nulls
|
||||
are results. Containment: isolated docker only, self-traffic, lab-only. **Budget $0** —
|
||||
local open-weight agent only, no paid arm; surface before any spend. Worktree only on
|
||||
`feat/sor-consent-relay`. Raw data immutable + SHA-256.
|
||||
|
||||
## 8. Pin block (to complete at GO)
|
||||
|
||||
```
|
||||
GO DATE: <date>
|
||||
AGENT MODEL: qwen2.5:3b WEIGHTS DIGEST: <sha256>
|
||||
CHURN: kill_prob_pct=30 steps=<S> schedules=<seeded set spec>
|
||||
APPROVED BY: <operator>
|
||||
FROZEN PREREG SHA (unchanged): f22331a72e0d0ccf38b787e63acabbe9d666456ec76076787a6d545c3193425b
|
||||
```
|
||||
Reference in New Issue
Block a user